Headline: Small Business Advisory Committee to Host Meeting to Discuss Entrepreneurship Hubs and the IPO Market Headline: SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments Headline: SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities Headline: New Jersey Real Estate Development Firm and Four Executives Charged With $600 Million Ponzi-like Fraud Headline: SEC Charges Mattel with Financial Misstatements and Former PwC Audit Partner with Improper Professional Conduct Burt as Regional Director of the Denver Office Headline: SEC Charges Canadian Cannabis Company and Former Senior Executive with Accounting Fraud Headline: SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules Headline: SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements Headline: SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers Headline: SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Headline: SEC Awards More Than $10 Million to Whistleblower Headline: SEC Charges Incarcerated Felon and Five Friends in $2 Million Fraud Scheme
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